NextDecade Corporation
|
(Name of Issuer)
|
Common Stock, par value $0.0001 per share
|
(Title of class of securities)
|
65342K 105
|
(CUSIP number)
|
(212) 310-8000
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
July 24, 2017
|
(Date of event which requires filing of this statement)
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Mount Bonnell Fund LP
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
2,649,914
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
2,649,914
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,649,914
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.52%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HLTS GP LLC
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
2,649,914*
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
2,649,914*
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,649,914*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.52%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HCN LP
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
4,075,530
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
4,075,530
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
4,075,530
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.87%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HCN GP
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
4,075,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
4,075,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
4,075,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.87%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 6
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Energy, Power & Infrastructure Capital Holdings LLC
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
1,747,176
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
1,747,176
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,747,176
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.66%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 7
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
First Series of HDML Fund I LLC
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
636,745
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
2,383,921*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
636,745
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,383,921*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,020,566*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.87%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 8
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
HDML Asset LLC
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
636,745
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
2,383,921*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
636,745
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,383,921*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,020,566*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
2.87%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 9
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Master Fund L.P.
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
325,165
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
325,165
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
325,165
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.31%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 10
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Asset LLC
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
325,165*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
325,165*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
325,165*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.31%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 11
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Avinash Kripalani
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.03%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 12
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Jason Dillow
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.03%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 13
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Kevah Konner
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.03%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 14
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
John Bader
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.03%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 413247107
|
13D
|
Page 15
|
Schedule 13D
|
||
CUSIP No. 65342K 105
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
Halcyon Capital Management LP
|
|
|
|||
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
9,494,530*
|
|
|
|||
|
|
||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
9.03%*
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
PN
|
|
|
|||
|
|
Item 1. |
Security and Issuer.
|
Item 2. |
Identity and Background.
|
Item 3. |
Source and Amount of Funds or Other Consideration.
|
Item 4. |
Purpose of Transaction.
|
Item 5.
|
Interests in the Securities of the Issuer.
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
Item 7. |
Material to Be Filed as Exhibits
|
2.1
|
Merger Agreement, dated as of April 17, 2017 (incorporated by reference herein from Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC by NextDecade Corporation (f/k/a Harmony Merger Corp.) on April 18, 2017 (SEC File No. 001-36842).)
|
|
10.1
|
Registration Rights Agreement (incorporated by reference herein from Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC by NextDecade Corporation on July 28, 2017 (SEC File No. 001-36842).)
|
|
10.2*
|
Lock-Up Agreement (First Series of HDML Fund I LLC) , dated as of July 24, 2017
|
|
10.3*
|
Lock-Up Agreement (Halcyon Energy, Power and Infrastructure Capital Holdings LLC), dated as of July 24, 2017
|
|
10.4*
|
Lock-Up Agreement (Halcyon Mount Bonnell Fund LP), dated as of July 24, 2017
|
|
10.5*
|
Lock-Up Agreement (HCN LP), dated as of July 24, 2017
|
|
99.1*
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
* Filed herewith.
|
Halcyon Mount Bonnell Fund LP
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel |
August 3, 2017
|
August 3, 2017
|
||
Date
|
Date
|
HLTS GP LLC
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HCN LP
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HCN GP LLC
|
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
Halcyon Energy, Power & Infrastructure Capital Holdings LLC
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
First Series of HDML Fund I LLC
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HDML Asset LLC
|
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
Halcyon Master Fund LP
|
|||||
By: Halcyon Asset LLC, its General Partner
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
Halcyon Asset LLC
|
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
/s/ Avinash Kripalani
|
|||
Name:
|
Avinash Kripalani
|
||
August 3, 2017
|
|||
Date
|
|||
/s/ Jason Dillow | |||
Name:
|
Jason Dillow
|
||
August 3, 2017
|
|||
Date
|
|||
/s/ Kevah Konner | |||
Name:
|
Kevah Konner
|
||
August 3, 2017
|
|||
Date
|
|||
/s/ John Bader | |||
Name:
|
John Bader
|
||
August 3, 2017
|
|||
Date
|
2.1
|
Merger Agreement, dated as of April 17, 2017 (incorporated by reference herein from Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC by NextDecade Corporation (f/k/a Harmony Merger Corp.) on April 18, 2017 (SEC File No. 001-36842).)
|
|
10.1
|
Registration Rights Agreement (incorporated by reference herein from Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC by NextDecade Corporation on July 28, 2017 (SEC File No. 001-36842).)
|
|
Lock-Up Agreement (First Series of HDML Fund I LLC) , dated as of July 24, 2017
|
||
Lock-Up Agreement (Halcyon Energy, Power and Infrastructure Capital Holdings LLC), dated as of July 24, 2017
|
||
Lock-Up Agreement (Halcyon Mount Bonnell Fund LP), dated as of July 24, 2017
|
||
Lock-Up Agreement (HCN LP), dated as of July 24, 2017
|
||
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Exchange Act.
|
* Filed herewith.
|
Very truly yours,
|
||
First Series of HDML Fund I, LLC
|
||
/s/ John Freese | ||
Name: John Freese
|
||
Its: Authorized Signatory
|
||
Address
|
||
/s/ Suzanne McDermott | ||
Suzanne McDermott | ||
Chief Compliance Officer |
Very truly yours,
|
||
Halcyon Energy, Power, and Infrastructure Capital Holdings LLC
|
||
/s/ John Freese | ||
Name: John Freese
|
||
Its: Authorized Signatory
|
||
Address
|
||
/s/ Suzanne McDermott | ||
Suzanne McDermott | ||
Chief Compliance Officer |
Very truly yours,
|
||
Halcyon Mount Bonnell Fund LP
|
||
/s/ John Freese | ||
Name: John Freese
|
||
Its: Authorized Signatory
|
||
Address
|
||
/s/ Suzanne McDermott | ||
Suzanne McDermott | ||
Chief Compliance Officer |
Very truly yours,
|
||
HCN LP
|
||
/s/ John Freese | ||
Name: John Freese
|
||
Its: Authorized Signatory
|
||
Address
|
||
/s/ Suzanne McDermott | ||
Suzanne McDermott | ||
Chief Compliance Officer |
Halcyon Mount Bonnell Fund LP
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HLTS GP LLC
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HCN LP
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
HCN GP LLC
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
Halcyon Energy, Power & Infrastructure Capital Holdings LLC
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
First Series of HDML Fund I LLC
|
|||||
By: Halcyon Capital Management LP, its Manager
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
HDML Asset LLC
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
||||
Halcyon Master Fund LP
|
|||||
By: Halcyon Asset LLC, its General Partner
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
Halcyon Asset LLC
|
|||||
/s/ Suzanne McDermott | /s/ John Freese | ||||
Name:
|
Suzanne McDermott |
Name:
|
John Freese | ||
Title:
|
Chief Compliance Officer |
Title:
|
Senior Corporate Counsel | ||
August 3, 2017
|
August 3, 2017
|
||||
Date
|
Date
|
/s/ Avinash Kripalani | |||
Name:
|
Avinash Kripalani
|
||
August 3, 2017
|
|||
Date
|
/s/ Jason Dillow | |||
Name:
|
Jason Dillow
|
||
August 3, 2017
|
|||
Date
|
|||
/s/ Kevah Konner | |||
Name:
|
Kevah Konner
|
||
August 3, 2017
|
|||
Date
|
|||
/s/ John Bader | |||
Name:
|
John Bader
|
||
August 3, 2017
|
|||
Date
|